We have reviewed trading misconduct as bankers and traders; as consultants; on behalf of regulators; and alongside behavioral scientists. We can provide a unique perspective and hold firms’ hands through any internal review or external action.

FX, Rates, Securities, Derivatives

• Investigations
• Trade Surveillance
• Trading Reviews
• Sales Reviews
• Harms Identification: Front Running, Client Spreads, Order Execution, Barrier Options
• Best Execution Review
• Compliance Reviews
• 1LOD Reviews
• Controls Reviews
• Supervision and Governance Reviews