Our Team
We have a team of people with extensive expertise and experience across international banks and global markets activities. We are also privileged to have a network that allows us to source talented and capable bankers and market practitioners. These are people who we know and have worked with and can trust. Broyd Partners bring that expertise and experience to support colleagues and friends to manage their most pressing financial services industry issues.
Our Leadership Team
PRINCIPAL
Graham Broyd
Graham is the founder and Principal of Broyd Partners LLC and he has been actively engaged in Financial Markets activities for almost 35 years. He was CEO of the Global Banking and Markets businesses of The Royal Bank of Scotland, in the Americas. He had responsibilities for the New York Branch, regulatory interface, legal, risk and compliance, as well as all the Banking and Financial Markets businesses.
David Lyons
Electronic Trading and FX
David spent 11 years at RBS in …
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Jim Mohen
Change Management and BlockChain Initiatives
Jim has over 25 years of experience in the financial market. Initially as a senior project and change manager at large global institutions, before shifting his focus to developments in the blockchain and digital asset sector.
Jim was the Executive Director for Business Transformation at UBS in Stamford from 2012 to 2019. There he was responsible for multiple programs and projects that covered regulatory remediation, business change and disruptive initiatives.
Before UBS, Jim worked at …
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Gabriela Fuentes
Risk Management and Controls
With more than 20 years of experience in the financial services industry, Gabriela Fuentes has had a variety of roles at UBS, Lehman Brothers, Barclays, and Guggenheim Partners, among others. She has specialized in risk management roles, (counterparty, emerging markets, market, country, and operational risk) always working collaboratively across the Front-, Middle-, and Back-Office to drive business growth while mindful of the overall strategy and risk-appetite.
Gabriela was Head of Risk Management for North America at …
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Iain Paine
Operations & Technology Regulatory Change
Iain is a senior operations, technology and program management leader with more than 20 years of experience in business transformation. He specializes in helping companies optimize their end-to-end business flows and operational processes to improve performance and scalability.
Iain is a Managing Director at …
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Our resources – USA
Gina Chute
Operations & Business Management
Gina has spent over 15 years in the financial services industry. The majority of her business career was at RBS and Greenwich Capital. Latterly she was head of Operations business management and worked on the restructure and consolidation of the operations functions in the US.
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Nancy Grady
Custody & Fund Services
Nancy has spent over 30 years in the custody management businesses, primarily at State Street and at Nothern Trust. She is a senior executive with extensive experience supporting Mutual Funds and unregistered products. She has managed teams across the enterprise responsible for executing services for asset managers and plan sponsors.
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Robert Fischer
LIBOR Transition, Rates Business & Market Risk
Robert Fischer, a financial markets professional with over 30 years of experience, has focused on all facets of the Interest Rate Trading Business over his career. A licensed Series 24 Supervisor, Robert has implemented key regulatory roll-outs, system migrations, new products, and most recently Libor initiatives.
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Yiwei Fang
Transformation and Change Management
Yiwei is a transformation leader with over 20 years of experience of building, managing, and transforming financial operations. He specializes in middle and back-office operating model, risk and controls – leading research, design and implementation of new markets, products, and regulatory initiatives.
Yiwei spent over 12 years at Bridgewater Associates during a period of …
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John Hoff
Markets, Risk & Compliance
John Hoff has worked for over 30 years in the financial markets and specializes in preemptive compliance for global markets. John’s focus is on leading firms through a path from regulation through to policies, procedures, controls and training. He has expertise in resolving regulatory findings and internal compliance issues.
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Scott Kalagian
Treasury & Risk Management
Scott has over 20 years of experience in financial services. He has extensive knowledge of investment management, process management, regulatory compliance, systems implementation and project management. Scott has a deep understanding of the end-to-end consumer and commercial lending process, credit risk and regulatory risk.
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David Lucas
Markets Regulatory Compliance
David Lucas has over 30 years of experience in financial markets, primarily in the foreign exchange market. David’s consulting work included a leadership position in a multi-year review of the foreign exchange market activities of a major global bank. David’s work included…..
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Kevin Weir
FX Misconduct and Regulatory investigations
Kevin has 35 years of experience in Financial Markets activities. His core background has been in FX, spending 11 years at State Street Global Markets as their senior FX salesperson for institutional accounts and Managing Director of their Foreign Exchange Client Advisory business. Kevin also spent time in FX and Fixed Income Sales at Bank of Nova Scotia, ABN AMRO, CIBC and Lloyds Bank.
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Beth Blass
Operational Risk
Beth has over 25 years of experience in Risk Management at large global financial institutions.
Beth has spent most of the last 10 years in Operational Risk management roles, most recently at MUFG, and previous to that at Nuveen (the TIAA Asset Management company), and at Royal Bank of Scotland.
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Our resources – UK
Luke Lindforth-Delaney
Benchmarks, Derivatives, Compliance
Luke has over 30 years of experience in financial markets with roles covering derivatives sales, trading, benchmarks, and risk. He has rare working insight into numerous global benchmarks including LIBOR with experience both within the front office and a second line oversight function.
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Our resources – Australia
John Feeney
Australian Financial Markets & Regulatory Change
John has significant wholesale financial markets background across all asset classes. His recent activities include benchmark reforms, capital optimisation, XVA design and management and conduct risk management, conduct and reputation management and derivatives regulation. He is a Board Member of ISDA and AFMA.
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Chauncey Stark
Fixed Income Trading & Risk Management
Chauncy has 25 years of fixed income experience in London and Sydney. The majority of his career was at National Australia Bank where he was General Manager for the FX and Cross-Asset businesses from 2013 to 2016. He has an extensive experience in the trading and managing of A$ products, and of regulatory investigations.
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“Tired of 27 year-old MBAs from large
consulting firms telling you how to manage your business, speak to Broyd Partners, we are old.”
(but experienced, and have probably sat in your seat.)